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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-12-04 |
| TX | RA | APPROVED | 2020-12-04 |
Branch Locations
63 Sockanosset Cross Rd. Suite 1B, Cranston, RI 02920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 08/2008 | 12/2020 |
| Bank Of America,N.A. | Providence | RI | 06/2011 | 12/2020 |
| Lpl Financial Llc | Cranston | RI | 12/2020 | Present |
1) 11/09/2020 - NE Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-09 |
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