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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-22
  • CO RA
    APPROVED
    Since 2024-01-22

Branch Locations

7351 E. Lowry Blvd Suite 400, Denver, CO 80230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Copic Financial Denver CO 10/2013 Present
Woodbury Financial Services Inc Denver CO 07/2014 01/2024
Osaic Wealth, Inc. Denver CO 01/2024 Present
  • 10/2013 → Present
    Copic Financial
    Denver, CO
  • 07/2014 → 01/2024
    Woodbury Financial Services Inc
    Denver, CO
  • 01/2024 → Present
    Denver, CO
Other Businesses

COPIC FINANCIAL SERVICES POSITION: ACCOUNT REPRESNTATIVE NATURE: INSURANCE AGENCY INVESTMENT RELATED: NO NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 25 START DATE: 10/07/2013 ADDRESS: 7351 E. LOWRY BLVD., STE 400, DENVER CO 80230 DESCRIPTION: PROCESS AND SERVICE EXISITING AND PROSPECTIVE COPIC INSURANCE CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
S63 Uniform Securities Agent State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2023-12-19
  • S63 Uniform Securities Agent State Law Examination
    2015-03-06

View on SEC IAPD

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