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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-04-30 |
Branch Locations
5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States
Wyndmoor, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Outside Employment; Ashford Wealth Advisors, LLC; employee; Manage advisory business; 5 east germantown pike, , plymouth meeting, PA, 19462; Investment-Related; 12/02/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-30 |
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