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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-29
PA RA APPROVED 2025-09-10
  • TX RA
    APPROVED
    Since 2026-06-29
  • PA RA
    APPROVED
    Since 2025-09-10

Branch Locations

1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plymouth Meeting PA 12/2023 Present
Agave Roja Corolla NC 06/2017 08/2023
Full-Time Student West Chester PA 08/2007 05/2017
Full Time Student West Chester PA 08/2023 12/2023
  • 12/2023 → Present
    Plymouth Meeting, PA
  • 06/2017 → 08/2023
    Agave Roja
    Corolla, NC
  • 08/2007 → 05/2017
    Full-Time Student
    West Chester, PA
  • 08/2023 → 12/2023
    Full Time Student
    West Chester, PA
Other Businesses

Outside Employment; KSP MLS LLC; employee; Manage advisory business; 1000 Germantown Pike, Unit A-1, Plymouth Meeting, PA, 19462; Investment-Related; 12/12/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-08
  • S66 Uniform Combined State Law Examination
    2025-09-08
Other Names
  • Max C Allen

View on SEC IAPD

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