Sean Michael Pearson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Conshohocken, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plymouth Meeting, PA

Previous Registrations

• 2004-01-01 → 2012-09-28
  Pnc Wealth Management Llc
  Doylestown, PA
  Philadelphia, PA
  Bensalem, PA
  Bristol, PA
  Philadelphia, PA
  Bensalem, PA
  Warminster, PA
• 2003-06-03 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Norristown, PA

Other Businesses

Other Business Activities; Savvy Ladies; Savvy Ladies is a Foundation for Financial Planning approved pro bono provider of financial literacy. Their goal is to provide a fincial helpline and programming to women at any income or asset level, though most are low- to moderate income. A headline on their site reads: Accelerating Women's Financial Knowledge through Free, Trusted Financial Guidance, Education, and the Free Financial Helpline for Women. NOTE: My start date is approximate. There is no rush, so I won't become active in the program until my OBA is approved.; 39 Broadway , Ste 1730, New York, NY, 10006; Not Investment-Related; 09/22/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-07
• S63 Uniform Securities Agent State Law Examination
  2000-03-10

Designations

• Certified Financial Planner