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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2004-01-21
  • PA RA
    APPROVED
    Since 2004-01-21

Branch Locations

1000 Germantown Pike Ste H1, Plymouth Meeting, PA 19462-2488 • United States

Bala Cynwyd, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1830 Pennington Rd., Philadelphia, PA 19151, ,; Investment-Related; 05/15/2015. Independent Insurance Brokering; Petersen International Underwriters; 02/18/2022; Disability Income. Business Ownership; PYMG, LLC; Audio/Visual Art Production; Visual Art; 1 Union Ave., #571, , Bala Cynwyd, PA, 19004; Not Investment-Related; 12/16/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Holy Nation; Associate Minister - Preach/teach the Word of God as needed.; ; 2925 Ridge Ave., Philadelphia, PA 19121, ,; Not Investment-Related; 11/16/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Life Turning Point of Philadelphia (FYI: formerly Wayne Hall; the name and ownership has changed, but everything else is the same); Teach Biblical principles of finance to women in a transitional housing program.; 5200 Wayne Ave., , Philadelphia, PA, 19144; Not Investment-Related; 05/03/2022; 1 to 9 hours per month; 0 during trading hours / Roving Poll Monitor; Roving Poll Monitor for Common Cause. Common Cause is a non-partisan grassroots organization. As a Roving Poll Monitor, I would assist with Election Protection by visiting one or two polling locations and reporting any issues that I witness on election day. Roving Poll Monitors are non-partisan volunteers who assist with election integrity by assiting voters, gathering data, reporting issues, and raising awareness for voting. They do NOT distribute partisan materials, challenge a voter's eligibility, or engage in confrontations. In general, Poll Monitors help all voters, regardless of party affiliation. As of right now, I don't know the exact polling locations I would be assigned to. This information is assigned based on volunteer availabilty so it may not be distributed until Election Day. But it's reasonable to say that I would be roving between Montgomery, Philadelphia, and/or Delaware counties (all in PA); Not available at this time (see above), , Not available at this time (see above), PA, 00000; Not Investment-Related; 11/08/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-14
S63 Uniform Securities Agent State Law Examination 2000-08-12
  • S66 Uniform Combined State Law Examination
    2003-11-14
  • S63 Uniform Securities Agent State Law Examination
    2000-08-12
Other Names
  • Ursula Sheila Mccarthy
  • Ursula Sheila Mccarthy
  • Ursula Sheila Mccarthy Johnson
  • Ursula Johnson

View on SEC IAPD

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