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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
PA RA APPROVED 2003-09-15
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • PA RA
    APPROVED
    Since 2003-09-15

Branch Locations

1000 Germantown Pike Ste H1, Plymouth Meeting, PA 19462-2488 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Other Businesses

Business Ownership; Vernon Summit Partners; ; Expense Pass through; 1 W. Elm St Suite 450 Conshohocken PA 19428, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Vernon Summit Holdings; Partner; real estate holding llc; 1000 Germantown Pike Plymouth Meeting PA 19462, ,; Investment-Related; 06/01/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Chestnut Hill Conservancy; Treasurer; 8708 Germantown Ave, , Philadelphia, PA, 19118; Not Investment-Related; 10/28/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; GFS Advancement Committee; Assisting with Advancement ideas for an independent school. Annual Giving.; 31 W. Coulter St, , Philadelphia, PA, 19144; Not Investment-Related; 04/08/2022; 1 to 9 hours per month; 0 during trading hours / Trinity College Class Giving Agent; Trinity College Class of 1996 giving agent. Help to raise funds for the college from the class of 1996.; 300 Summit St, , Hartford, CT, 06106; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-11
S63 Uniform Securities Agent State Law Examination 1996-12-16
  • S66 Uniform Combined State Law Examination
    2003-09-11
  • S63 Uniform Securities Agent State Law Examination
    1996-12-16
Other Names
  • Will Bishop

View on SEC IAPD

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