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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-10-05
RI RA APPROVED 2017-03-25
  • NC RA
    APPROVED
    Since 2021-10-05
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

20 Congress St, Marshfield, MA 02050 • United States

Fairview, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Norwood MA 11/2011 03/2017
Mass Mutual Life Insurance Company Fairview NC 07/2016 Present
Mml Investors Services, Llc Fairview NC 03/2017 Present
  • 11/2011 → 03/2017
    Metlife Securities, Inc.
    Norwood, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Fairview, NC
  • 03/2017 → Present
    Fairview, NC
Previous Registrations
  • 2012-01-10 → 2017-03-25
    Msi Financial Services, Inc.
    Abington, MA
    Norwood, MA
    Marshfield, MA
    Kingston, MA
    Norwood, MA
    Kingston, MA
    Marshfield, MA
  • 2009-04-30 → 2011-11-30
    Hingham, MA
    Westborough, MA
    Boston, MA
    Hingham, MA
Other Businesses

(1)Name: Commonwealth Property & Casualty Inv rel: Y Add: 20 Congress Street Marshfield MA 02050 Nature: Other - Referrals Position: Sales/Agent Start date: 10/18/2019 No. HR/MO: 3 No. HR/MO during sec trading: 3 Describe duties: Referring clients to Commonwealth Property & Casualty to receive referral fees. Also, I intend to get a Property & Casualty License so I can split commissions on auto and homeowner's insurance sales. (2)Name: Duxbury Rental Property Inv rel: Y Add: At Residential Address Nature: Passive Rental Income Position: Landlord Start date: 08/15/2022 No. HR/MO:1 No. HR/MO during sec trading: 0 Describe duties: General maintenance to support tenants as they tent the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2006-08-10

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