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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

206 S Holden, Warrensburg, MO 64093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Murdock Banner Financial Group Warrensburg MO 01/2014 10/2020
Cetera Advisors Llc Denver CO 09/2014 Present
Murdock Banner Financial Group Llc Warrensburg MO 10/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2014 → 10/2020
    Murdock Banner Financial Group
    Warrensburg, MO
  • 09/2014 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2020 → Present
    Murdock Banner Financial Group Llc
    Warrensburg, MO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED , SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 11/2015, INSURANCE AGENT,APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: PILLAR CHURCH WARRENSBURG INVESTMENT RELATED: NO ADDRESS: 130 WEST PINE ST, WARRENSBURG, MO 64093 NATURE OF BUSINESS: CHURCH/ RELIGIOUS ORGANIZATION START DATE: 03/20/2016 POSITION/TITLE/RELATIONSHIP: CO-PASTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MAKING DECISIONS REGARDING CHURCH ACTIVITIES ALONG WITH OTHER PASTORS. 4. NAME OF OTHER BUSINESS: THE GATHERING COFFEE HOUSE, INVESTMENT RELATED: NO, ADDRESS: 108 BROAD STREET, WARRENSBURG, MO 64093, NATURE OF BUSINESS: COFFEE SHOP MINISTRY, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2014-10-24
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2014-10-24
Designations

View on SEC IAPD

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