Mary Elizabeth Nussbaum

Current Employers

Employment History

• 01/1976 → Present
  Mary E. Nusbaum, Cfp
  Warrensburg, MO
• 05/2007 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2007 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-09-29 → 2007-04-26
  Pfic Advisors, Inc.
  Franklin, TN

Other Businesses

1)NUSSBAUM FARM - NON INVESTMENT-RELATED - LIVESTOCK PRODUCTION - CO-OWNER - SD: 1987 - LABOR & RECORD KEEPING OF FARM OPERATIONS - 1 - 5 HWW. DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS 2)NUSSBAUM TAX & FINANCIAL - NON INVESTMENT-RELATED - TAX PREPARATION AND ACCOUNTING - OWNER - SD: 1975 - TAX PREPARATION AND MANAGEMENT - 20 HWW/MTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 2) NAME OF OTHER BUSINESS: JOHNSON COUNTY MASTER GARDENERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PAY BILLS AND BALANCE CHECKBOOK, PROVIDE MONTHLY REPORTS, DUAL SIGNATURES CONFIRMED FOR ALL CHECKS 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2023; APX NUMBER OF HOURS PER WEEK: Less than 1; APX NUMBER OF HOURS DURING TRADING HOURS: less than 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES, & LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL RENTAL PROPERTY - BOOKKEEPING, BILL PAYING & SOME LABOR;

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-01-06
• S65 Uniform Investment Adviser Law Examination
  1999-12-20

Designations

Other Names

• Mary E. Bernt
• Mary E Nussbaum