Craig Dee Coen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2017 → Present
  Murdock Banner Financial Group Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-03-02 → 2010-12-23
  U.S. Bancorp Investments, Inc.
  Camdenton, MO
  Lake Ozark, MO
  Columbia, MO
  Laurie, MO
  Columbia, MO
  Jefferson City, MO
  Osage Beach, MO
  Columbia, MO
  Eldon, MO
  Centralia, MO
  Versailles, MO
  Mexico, MO
  Higginsville, MO
  Richmond, MO
  Sedalia, MN
  Clinton, MO
  Sedalia, MO
  Sedalia, MO
  Sedalia, MO
  Warrensburg, MO
  Warrensburg, MO

Other Businesses

1.NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CO-OWNER BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNER 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: UNIVERSITY OF CENTRAL MISSOURI ALUMNI FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START DATE: 09/2022; POSITION: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND 3 BOARD OF DIRECTORS MEETINGS PER YEAR, PARTICIPATE IN INVESTMENT COMMITTEE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-01
• S63 Uniform Securities Agent State Law Examination
  2001-10-01

Designations

• Chartered Financial Consultant