Charles David Appleton

Current Employers

Employment History

• 08/2012 → Present
  Travis Gibson Band
  Warrensburg, MO
• 03/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 10/2020 → Present
  Murdock Banner Financial Group Llc
  Warrensburg, MO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-10-12 → 2014-03-24
  Waddell & Reed
  Warrensburg, MO
  Independence, MO

Other Businesses

1)NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START MARCH 2014, 1 HR. PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS, LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE. 3)NAME OF OTHER BUSINESS: TRAVIS GIBSON BAND; INVESTMENT RELATED: NO; ADDRESS: 409 QUAIL TRAIL WARRENSBURG, MO 64093; NATURE OF BUSINESS: COUNTRY BAND; START DATE: 08/2012; POSITION/TITLE/RELATIONSHIP: MUSICIAN/BACKGROUND VOCALS; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: RHYTHM GUITAR AND BACKGROUND VOCALS;

Exams

• S66 Uniform Combined State Law Examination
  2011-10-11

Designations

Other Names

• Chad Appleton
• Charles Appleton