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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Murdock Banner Financial Group Llc | Warrensburg | MO | 01/2013 | 10/2022 |
| Cetera Advisors Llc | Denver | CO | 05/2019 | Present |
| Murdock Banner Financial Group Llc | Warrensburg | MO | 10/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: UNIVERSITY OF CENTRAL MISSOURI FINANCE DEPARTMENT; INVESTMENT RELATED: NO; ADDRESS: E SOUTH ST, WARRENSBURG, MO 64093; NATURE OF BUSINESS: BOARD; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE FEEDBACK & GENERAL INFORMATION ON CAREERS IN FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: MILITARY AFFAIRS COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 100 S. HOLDEN ST, WARRENSBURG, MO 64093; NATURE OF BUSINESS: COMMITTEE MEMBER; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS & VOLUNTEER AT EVENTS AS NEEDED; 4. NAME OF OTHER BUSINESS: BASE COMMUNITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 101 SPIRIT BLVD, WHITEMAN AIR FORCE BASE, MO 65305; NATURE OF BUSINESS: COUNCIL MEMBER; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS & VOLUNTEER AS NEEDED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-19 |
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