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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-24 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 03/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2014 | 10/2020 |
| Pruco Securities, Llc. | Dewitt | NY | 09/2021 | 11/2024 |
| Seko Global Logistics | Liverpool | NY | 10/2020 | 09/2021 |
| Prudential Insurance Company Of America | Dewitt | NY | 01/2022 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
| Equitable Advisors Llc | New York | NY | 02/2025 | Present |
| Equitable | Syracuse | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-03 |
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