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Brian Barron Schmolke

LPl Financial LLC

Alexandria, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-10-01
TX RA APPROVED_RES 2019-10-01
  • LA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

128 Versailles Blvd., Alexandria, LA 71303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Alexandria LA 12/2013 10/2019
Lpl Financial Llc Alexandria LA 10/2019 Present
  • 12/2013 → 10/2019
    Fsc Securities Corporation
    Alexandria, LA
  • 10/2019 → Present
    Alexandria, LA
Previous Registrations
  • 2017-02-01 → 2019-10-03
    Fsc Securities Corporation
    Alexandria, LA
Other Businesses

1) 09/16/2019 - Schmolke Investment Team - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2016 2) 09/16/2019 - Financial Solutions Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 2013 3) 01/22/2026 - Schmolke's Fine Fragrances, LLC - Business Owner - Not Investment Related - Home Based - Start Date 01/08/2026 - 40 hours per month/ 4 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-27
  • S66 Uniform Combined State Law Examination
    2015-02-27

View on SEC IAPD

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