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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-02-28 |
| TX | RA | APPROVED_RES | 2019-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Alexandria | LA | 01/2003 | 01/2019 |
| Ameriprise Financial Services, Inc | Alexandria | LA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Alexandria | LA | 03/2020 | Present |
Real Estate Ownership; Single Family; 160 North Andalusia, , Santa Rosa Beach, FL, 32459; Not Investment-Related; 11/06/2020 / Single Family; 207 Ansley Blvd, , Alexandria, LA, 71303; Not Investment-Related; 11/06/2020 / Single Family; Nicholson Drive, , Baton Rouge, LA, 70809; Not Investment-Related; 11/06/2020. Business Ownership; Clean Finish LLC; Investor; car wash; 2768 Louisiana Highway 28, , Pineville, LA, 71360; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / BRJR, LLC; partner; parent LLC of "Clean Finish" (noted on another OBA); 2768 Louisiana Highway 28, , Pineville, LA, 71360; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / BCDU; Partner; Myself, Michael Upton & Joey Bollinger own our office building and an adjacent building; 207 Ansley Blvd, , Alexandria, LA, 71303; Investment-Related; 01/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / JJ UPtick, LLC; Partner; real estate; 207 Ansley Blvd, , Alexandria, LA, 71303; Not Investment-Related; 01/01/2007; 0 hours per month; 0 during trading hours / SKE Holdings, LLC; Owner of LLC with my spouse, Dana; Short term vacation rental property (single family home).; 207 Ansley Blvd, Ste A, , Alexandria, LA, 71303; Not Investment-Related; 11/06/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Alexandria Senior High School Alumni Association, Inc.; Member; 116 Versailles Blvd, Ste A, , Alexandria, LA, 71303; Not Investment-Related; 11/19/2021; 1 to 9 hours per month; 0 during trading hours / Project 200; Chairman; P.O. Box 525, , Jackson, MO, 63756; Not Investment-Related; 11/19/2021; 1 to 9 hours per month; 0 during trading hours / Calvary Baptist Church Board of Trustees; Board of Trustees; 5011 Jackson Street, , Alexandria, LA, 71303; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / Alexandria Senior High Football Alumni Association; Board Member; 800 Ola Street, , Alexandria, LA, 71301; Not Investment-Related; 06/02/2025; 1 to 9 hours per month; 1 to 9 during trading hours / BMDMI Board of Directors (DBA Commissioned International); Boad Member; 11 Plaza Drive, , Hattiesburg , MS, 39402; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Ministry Podcast; For the past 18 years, I have led the men's ministry at my church, Calvary Baptist Church. In the Fall & the Spring I teach a course called "The Quest" to 100 men each week in addition to overseeing the other aspects of the ministry (men's small groups, men's mission trips, etc). In an effort to expand our reach, we are in the early stages of creating a weekly podcast that I would host. Calvary Baptist Church will be producing, editing and distributing the podcast, but I will be responsible for the content. This will be an interview type format. It will be marketed with a name (not yet determined) and my name will be mentioned as the host. Calvary doesn't plan to have it's name on the podcast. There will be no mention of business or the fact that I am a financial advisor. I anticipate that this will take about 2-3 hours each week but will mostly be done after business hours. I am planning to dedicate Friday afternoons to the endeavor.; Calvary Baptist Church, 5011 Jackson Street, Alexandria, LA, 71303; Not Investment-Related; 09/05/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
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