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Brian Joseph Flynn

Ameriprise Financial Services, LLC

Alexandria, LA

Alexandria, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-02-21
TX RA APPROVED 2019-02-21
  • LA RA
    APPROVED
    Since 2019-02-21
  • TX RA
    APPROVED
    Since 2019-02-21

Branch Locations

207 Ansley Blvd Ste A, Alexandria, LA 71303 • United States

Alexandria, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Alexandria LA 06/2013 02/2019
Ameriprise Financial Services, Inc. Alexandria LA 02/2019 03/2020
Ameriprise Financial Services, Llc Alexandria LA 03/2020 Present
Previous Registrations
  • 2013-07-03 → 2019-03-05
    Lpl Financial Llc
    Alexandria, LA
    Alexandria, LA
    San Diego, CA
    Alexandria, LA
  • 2012-10-01 → 2013-07-05
    J.P. Morgan Securities Llc
    Alexandria, LA
    Alexandria, LA
    Alexandria, LA
  • 2007-10-19 → 2012-10-01
    Chase Investment Services Corp.
    Alexandria, LA
    Alexandria, LA
Other Businesses

Board of Directors; Diamond Youth Baseball of Alexandria, Inc.; Board Member; Alexandria, , Alexandria, LA, 71303; Not Investment-Related; 03/01/2005; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Heather M Parker
CRISSY PUCKETT SHIRLEY
LORI ANN DECKER
John Bradley Fream
JOSEPH OSCAR BOLLINGER JR
MICHAEL THOMAS UPTON
JEFFREY LEE DRAUGHON
JOHN ELWOOD CARROLL

Other Offices

INDEPENDENT FINANCIAL PARTNERS · Alexandria, LA
LPL FINANCIAL LLC · ALEXANDRIA, LA
LPL FINANCIAL LLC · ALEXANDRIA, LA
CETERA INVESTMENT ADVISERS LLC · Alexandria, LA
EDWARD JONES · ALEXANDRIA, LA
LPL FINANCIAL LLC · ALEXANDRIA, LA
PARK AVENUE SECURITIES LLC · ALEXANDRIA, LA
EDWARD JONES · ALEXANDRIA, LA

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