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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-02-21
TX RA APPROVED 2019-02-21
  • LA RA
    APPROVED
    Since 2019-02-21
  • TX RA
    APPROVED
    Since 2019-02-21

Branch Locations

207 Ansley Blvd Ste A, Alexandria, LA 71303 • United States

Alexandria, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Alexandria LA 01/2008 02/2019
Ameriprise Financial Services, Inc. Alexandria LA 02/2019 03/2020
Ameriprise Financial Services, Llc Alexandria LA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Decker Holdings, LLC; None; LLC owns property; 202 Brooks StreetPineville, LA 71360, ,; Not Investment-Related; 02/28/2019; 0 hours per month; 0 during trading hours / P&D Pecans; None; Farming; 5044 Plantation RoadAlexandria, LA 71303, ,; Not Investment-Related; 02/28/2019; 0 hours per month; 0 during trading hours. Board of Directors; YWCA; General Board Member; 5912 James StreetAlexandria, LA 71303, ,; Not Investment-Related; 02/28/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-09
  • S63 Uniform Securities Agent State Law Examination
    2008-06-09
Other Names
  • Lori Ann Powell

View on SEC IAPD

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