John Elwood Carroll

Current Employers

Employment History

• 11/2014 → 05/2019
  Lpl Financial, Llc
  Alexandria, LA
• 11/2014 → Present
  Independent Financial Partners
  Alexandria, LA
• 05/2019 → Present
  Ifp Securities, Llc
  Alexandria, LA

Previous Registrations

• 2018-03-21 → 2019-05-23
  Lpl Financial Llc
  Alexandria, LA
  Port Charlotte, FL
  Alexandria, LA
• 2003-01-20 → 2014-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alexandria, LA
  Shreveport, LA
• 2002-06-03 → 2003-01-30
  Legg Mason Wood Walker, Incorporated
  Ponte Vedra Beach, FL

Other Businesses

1) 11/17/2014: Wellspring Advisor Group - Investment Related - At Reported Business Location(s) - DBA - Time Spent 95%. 2) 1/13/2015: Independent Financial Partners - DBA: Wellspring Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 20% - IAR. 3) 10/6/2017 - No Business Name - Not Investment Related - Home Based - Other-Notary Public - Started 01/03/2003 - 1 Hour Per Month/0 Hours During Securities Trading - Notary Public in Rapides Parish, State of Louisiana. 4) 11/02/2017 - JM3 Limited LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 05/17/2010 - 0 Hours per Month/0 During Securities Trading. 5) Louisiana Health Care Quality Forum; not investment related; 8550 United Plaza Blvd, #301, Baton Rouge, LA; Serve on the Board of Advisors as a former President. Advisory Board is only anticipated to meet once a year when needed; start 1/2012. 6) Louisiana Utility Restoration Committee; not investment related; Serve as Board Member and as Secretary/Treasurer. Primary role is to sign as Secretary. There are no bank accounts or checks for this organization. The Public Service Commission handles those responsibilities; Meets once a year; member since 2009. 7) Committee for Utility Reform and Equity (CURE); not investment related; 915 3rd St, Alexandria, LA 71301; Board Member and attend meetings as called by the mayor of Alexandria; Member since 2010. 8) Central Louisiana Economic Development Authority; no investment related; 900 4 St, Ste 300, Alexandria, LA 71301; Board Member and attend quarterly Board meeting; current term started 2015. 9) Greater Alexandria Economic Development Authority; 201 Johnston St, #601, Alexandria, LA 71301; Serve as a community service and attend a monthly meeting; 6/2014 for current term. 10) Lake District Home Owners Association; not investment related; 1419 Metro Drive, Alexandria, LA 71301; home owners association; treasurer/board member; start date Sept. 18, 2023; 2 hours/month; 1 hour/month during trading; Secretary/Treasurer for the Board. We have an outside CPA to do all financial functions including signing checks. 11) Downtown Alexandria Investor Group LLC - investment related - 3200 Carol Court - This will be an effort to help renovate the downtown Alexandria Louisiana area through the establishment of a private members only club in one of the existing buildings downtown. The building is on the National Historic Preservation list and has deteriorated over the years. The LLC will not own the property but will pay for the construction and development costs. - board member - start date Sep 1, 2025 - 1 hour/month - Member of the Board

Exams

• S66 Uniform Combined State Law Examination
  2002-05-30

Other Names

• John E Carroll