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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-03-07 |
| TX | RA | APPROVED_RES | 2019-02-22 |
Branch Locations
207 Ansley Blvd Ste A, Alexandria, LA 71303 • United States
105 S 5Th St, Leesville, LA 71446 • United States
Alexandria, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Alexandria | LA | 01/2003 | 02/2019 |
| Ameriprise Financial Services, Inc. | Alexandria | LA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Alexandria | LA | 03/2020 | Present |
Real Estate Ownership; Commercial; 207 and 209 Ansley BlvdAlexandria, LA 71303, ,; Investment-Related; 10/16/2008 / Commercial; 105 South Fifth StreetLeesville LA 71446, ,; Investment-Related; 08/01/1994 / Lot/Land; Hwy 191Many LA, ,; Investment-Related; 02/03/2004. Business Ownership; UDB Financial; This is a DBA only; DBA; 207 Ansley Blvd Suite AAlexandria, LA 71303, ,; Investment-Related; 01/04/2003; 0 hours per month; 0 during trading hours / JZM Farms, LLC; na; RE; 3816 Rue Left BankAlexandria LA, ,; Investment-Related; 01/01/2006; 0 hours per month; 0 during trading hours / JJ UPTICK, LLC; Financial Consultant; Securities; 207 Anlsey Blvd Suite A, , Alexnadria, LA, 71303; Investment-Related; 04/04/1994; 40 to 59 hours per month; 40 to 59 during trading hours / BCDU, LLC; Passive ownership; Real Estate Holding Company; 207 Ansley Blvd Suite A, , Alexandria, LA, 71303; Investment-Related; 08/16/2008; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Left Bank Homeowners Association; Board Member; Rue Left Bank, , Alexandria, LA, 71303; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-17 |
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