Joseph Oscar Bollinger Jr

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 02/2019
  Lpl Financial Llc
  Alexandria, LA
• 02/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Alexandria, LA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Alexandria, LA

Previous Registrations

• 2003-01-08 → 2019-03-05
  Lpl Financial Llc
  Alexandria, LA
  Leesville, LA
  Alexandria, LA
  Marksville, LA
  Leesville, LA

Other Businesses

Real Estate Ownership; Commercial; 207 and 209 Ansley BlvdAlexandria, LA 71303, ,; Investment-Related; 10/16/2008 / Commercial; 105 South Fifth StreetLeesville LA 71446, ,; Investment-Related; 08/01/1994 / Lot/Land; Hwy 191Many LA, ,; Investment-Related; 02/03/2004. Business Ownership; UDB Financial; This is a DBA only; DBA; 207 Ansley Blvd Suite AAlexandria, LA 71303, ,; Investment-Related; 01/04/2003; 0 hours per month; 0 during trading hours / JZM Farms, LLC; na; RE; 3816 Rue Left BankAlexandria LA, ,; Investment-Related; 01/01/2006; 0 hours per month; 0 during trading hours / JJ UPTICK, LLC; Financial Consultant; Securities; 207 Anlsey Blvd Suite A, , Alexnadria, LA, 71303; Investment-Related; 04/04/1994; 40 to 59 hours per month; 40 to 59 during trading hours / BCDU, LLC; Passive ownership; Real Estate Holding Company; 207 Ansley Blvd Suite A, , Alexandria, LA, 71303; Investment-Related; 08/16/2008; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Left Bank Homeowners Association; Board Member; Rue Left Bank, , Alexandria, LA, 71303; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-25
• S63 Uniform Securities Agent State Law Examination
  1994-01-17

Other Names

• Joseph Oscar Bollinger
• Joey Bollinger
• Joseph Oscar Bollinger
• Joseph Oscar Bollinger Jr