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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-03-07
TX RA APPROVED_RES 2019-02-22
  • LA RA
    APPROVED
    Since 2019-03-07
  • TX RA
    APPROVED_RES
    Since 2019-02-22

Branch Locations

207 Ansley Blvd Ste A, Alexandria, LA 71303 • United States

105 S 5Th St, Leesville, LA 71446 • United States

Alexandria, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Alexandria LA 01/2003 02/2019
Ameriprise Financial Services, Inc. Alexandria LA 02/2019 03/2020
Ameriprise Financial Services, Llc Alexandria LA 03/2020 Present
Previous Registrations
  • 2003-01-08 → 2019-03-05
    Alexandria, LA
    Leesville, LA
    Alexandria, LA
    Marksville, LA
    Leesville, LA
Other Businesses

Real Estate Ownership; Commercial; 207 and 209 Ansley BlvdAlexandria, LA 71303, ,; Investment-Related; 10/16/2008 / Commercial; 105 South Fifth StreetLeesville LA 71446, ,; Investment-Related; 08/01/1994 / Lot/Land; Hwy 191Many LA, ,; Investment-Related; 02/03/2004. Business Ownership; UDB Financial; This is a DBA only; DBA; 207 Ansley Blvd Suite AAlexandria, LA 71303, ,; Investment-Related; 01/04/2003; 0 hours per month; 0 during trading hours / JZM Farms, LLC; na; RE; 3816 Rue Left BankAlexandria LA, ,; Investment-Related; 01/01/2006; 0 hours per month; 0 during trading hours / JJ UPTICK, LLC; Financial Consultant; Securities; 207 Anlsey Blvd Suite A, , Alexnadria, LA, 71303; Investment-Related; 04/04/1994; 40 to 59 hours per month; 40 to 59 during trading hours / BCDU, LLC; Passive ownership; Real Estate Holding Company; 207 Ansley Blvd Suite A, , Alexandria, LA, 71303; Investment-Related; 08/16/2008; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Left Bank Homeowners Association; Board Member; Rue Left Bank, , Alexandria, LA, 71303; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-25
S63 Uniform Securities Agent State Law Examination 1994-01-17
  • S65 Uniform Investment Adviser Law Examination
    2016-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-01-17
Other Names
  • Joseph Oscar Bollinger
  • Joey Bollinger
  • Joseph Oscar Bollinger
  • Joseph Oscar Bollinger Jr

View on SEC IAPD

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