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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| OH | RA | APPROVED | 2024-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ward Financial | Cincinnati | OH | 03/2005 | Present |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 08/2013 | Present |
| Lpl Financial | San Diego | CA | 08/2024 | Present |
1 - 08/12/2024 - Milner Financial - Non-Variable Insurance - Inv Related - 2 Hours/Month - OH 45230 - OBA Start Date: 01/01/2005. 2 - 08/12/2024 - Benefit Planning Inc. - Seminars - Not Inv Related - 160 Hours/Month - OH 45230 - OBA Start Date: 08/01/2005. 3 - 08/12/2024 - Benefit Planning Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 175 Hours/Month - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-28 |
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