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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-05 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Scottsdale | AZ | 02/2018 | 04/2019 |
| Massmutual Greater Phoenix | Scottsdale | AZ | 07/2016 | 04/2019 |
| Morgan Stanley | Gilbert | AZ | 04/2019 | 08/2020 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 08/2020 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-30 |
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