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Matthew Nicholas Guerrera

Morgan Stanley

Wellesley, MA

East Providence, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-06-24
CT RA APPROVED 2022-05-18
TX RA APPROVED_RES 2022-05-16
  • RI RA
    APPROVED
    Since 2024-06-24
  • CT RA
    APPROVED
    Since 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2022-05-16

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

East Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradeking Charlotte NC 06/2016 12/2016
Unemployed North Andover MA 12/2016 05/2017
Citizens Securities, Inc. East Providence RI 05/2017 10/2020
Citizens Securities, Inc. Hudson MA 10/2020 04/2022
Morgan Stanley Wellesley MA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-05
S63 Uniform Securities Agent State Law Examination 2014-10-13
  • S66 Uniform Combined State Law Examination
    2017-12-05
  • S63 Uniform Securities Agent State Law Examination
    2014-10-13
Other Names
  • Matt Guerrera

View on SEC IAPD

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EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

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