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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
615 West Highland Ave, Ebensburg, PA 15931 • United States
615 West Highland Ave, Ebensburg, PA 15931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegheny Investments Ltd | Ebensburg | PA | 01/2014 | 06/2023 |
| Lpl Financial | Fort Mill | SC | 06/2023 | Present |
1- 06/2023 / Maruca Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS MNTH/40 HRS Trading/100 Time Spnt..start date 10/14/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-28 |
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