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Thomas Saunders

Captrust

Minneapolis, MN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-03-09
  • MN RA
    APPROVED
    Since 2017-03-09

Branch Locations

333 S 7Th St #2900, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windsor Financial Group Minneapolis MN 03/2015 09/2017
Capfinancial Partners Llc (Captrust) Raleigh NC 02/2017 Present
  • 03/2015 → 09/2017
    Windsor Financial Group
    Minneapolis, MN
  • 02/2017 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2015-06-23 → 2017-09-01
    Windsor Financial Group Llc
    Minneapolis, MN
  • 2014-01-21 → 2015-07-02
    Brown Wealth Management, Llc
    Eden Prairie, MN
Designations
Other Names
  • Thomas Saunderes
  • Thomas Christian Saunders

View on SEC IAPD

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