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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-28
  • CA RA
    APPROVED
    Since 2017-08-28

Branch Locations

5001 California Ave Suite 105, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bakersfield CA 08/2015 06/2017
Princor Financial Services Corporation Bakersfield CA 08/2015 06/2017
Massmutual Life Insurance Company Bakersfield CA 07/2017 Present
Mml Investors Services Bakersfield CA 08/2017 Present
  • 08/2015 → 06/2017
    Principal Life Insurance Company
    Bakersfield, CA
  • 08/2015 → 06/2017
    Princor Financial Services Corporation
    Bakersfield, CA
  • 07/2017 → Present
    Massmutual Life Insurance Company
    Bakersfield, CA
  • 08/2017 → Present
    Mml Investors Services
    Bakersfield, CA
Previous Registrations
Other Businesses

NAME: DENNIS HAMILTON INV REL: Y ADD: 5001 CALIFORNIA AVE SUITE 105 BAKERSFIELD CA 93309 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH INSURANCE POSITION: SALES START DATE: 1/1/16 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24

View on SEC IAPD

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