Scott Alan Zeplowitz

Current Employers

Employment History

• 06/2014 → Present
  Nylife Securities Llc
  Williamsville, NY
• 11/2013 → Present
  New York Life Insurance Co.
  Williamsville, NY
• 07/2010 → Present
  Mini Melts Tri States
  Buffalo, NY
• 03/2017 → Present
  Roi Financial Group
  Williamsville, NY
• 01/2021 → Present
  Eagle Strategies Llc
  Williamsville, NY

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7 Limestone Dr Williamsville NY 14221; Start Date 03/2017; Role/Title: Independent Contractor; Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [Door Dash; Food delivery; 58 Bywater Ct Williamsville NY 14221; Start Date 05/2020; Role/Title: Independent Contractor; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROI FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WILLIAMSVILLE, NY; START DATE: 03/2017] [Lockport Ice Arena & Sports Complex; Ice rink and recreation center; 1 Grigg Lewis Way, Lockport NY 14094; Start Date 07/2021; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Participate in the development of policy and major decision-making at board meetings held once a month]

Exams

• S66 Uniform Combined State Law Examination
  2021-01-06
• S63 Uniform Securities Agent State Law Examination
  2019-03-06