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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-09
  • OH RA
    APPROVED
    Since 2025-09-09

Branch Locations

3400 Executive Pkwy Ste 200, Toledo, OH 43606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Sylvania OH 05/2016 11/2017
Deborah Parker Toledo OH 11/2017 07/2020
Northwestern Mutual Investment Services Llc Toledo OH 10/2017 03/2020
Fifth Third Securities Inc Sylvania OH 07/2016 11/2017
Mml Investors Services, Llc Toledo OH 08/2020 07/2024
Mass Mutual Insurance Company Toledo OH 08/2020 07/2024
The Leaders Group Toledo OH 10/2024 07/2025
Raymond James Financial Services, Inc. Toledo OH 06/2025 Present
Raymond James Financial Services Advisors, Inc. Toledo OH 06/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Wilcox Financial Address: 3400 Executive Pkwy Ste 200, Toledo, OH, 43606-1338, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Client Services Assoc. (2)Name of Business: Wilcox Sports Management Address: 3400 Executive Pkwy Ste 200, Toledo, OH, 43606-1338, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Client Services Associate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-29
S63 Uniform Securities Agent State Law Examination 2016-09-06
  • S65 Uniform Investment Adviser Law Examination
    2016-11-29
  • S63 Uniform Securities Agent State Law Examination
    2016-09-06
Other Names
  • Laura M Miller
  • Laura Marie Frye
  • Laura M Miller
  • Laura M Miller
  • Laura M Frye
  • Laura Frye

View on SEC IAPD

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