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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-09 |
Branch Locations
3400 Executive Pkwy Ste 200, Toledo, OH 43606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Sylvania | OH | 05/2016 | 11/2017 |
| Deborah Parker | Toledo | OH | 11/2017 | 07/2020 |
| Northwestern Mutual Investment Services Llc | Toledo | OH | 10/2017 | 03/2020 |
| Fifth Third Securities Inc | Sylvania | OH | 07/2016 | 11/2017 |
| Mml Investors Services, Llc | Toledo | OH | 08/2020 | 07/2024 |
| Mass Mutual Insurance Company | Toledo | OH | 08/2020 | 07/2024 |
| The Leaders Group | Toledo | OH | 10/2024 | 07/2025 |
| Raymond James Financial Services, Inc. | Toledo | OH | 06/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Toledo | OH | 06/2025 | Present |
(1)Name of Business: Wilcox Financial Address: 3400 Executive Pkwy Ste 200, Toledo, OH, 43606-1338, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Client Services Assoc. (2)Name of Business: Wilcox Sports Management Address: 3400 Executive Pkwy Ste 200, Toledo, OH, 43606-1338, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Client Services Associate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-06 |
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