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Roma R. Hall

Ameriprise Financial Services, LLC

Winston Salem, NC

Walnut Cove, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-06
NC RA APPROVED 2018-03-06
  • TX RA
    APPROVED
    Since 2019-02-06
  • NC RA
    APPROVED
    Since 2018-03-06

Branch Locations

2150 Country Club Rd Ste 300, Winston Salem, NC 27104 • United States

Walnut Cove, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Syracuse NY 02/2016 06/2017
Ameriprise Financial Services, Inc. High Point NC 11/2017 03/2020
Homemaker Syracuse NY 06/2017 11/2017
Ameriprise Financial Services, Llc Winston Salem NC 03/2020 Present
  • 02/2016 → 06/2017
    Janney Montgomery Scott Llc
    Syracuse, NY
  • 11/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    High Point, NC
  • 06/2017 → 11/2017
    Homemaker
    Syracuse, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Winston Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-06
S63 Uniform Securities Agent State Law Examination 2016-05-31
  • S65 Uniform Investment Adviser Law Examination
    2018-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-05-31
Other Names
  • Suzzie Hall
  • Suzzie Rushing Hall
  • Roma Rushing Kiker
  • Roma Suzette Kiker
  • Roma Suzzette Rushing
  • Roma Rushing Hall

View on SEC IAPD

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