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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-12
MN RA APPROVED 2015-07-13
  • TX RA
    APPROVED_RES
    Since 2017-10-12
  • MN RA
    APPROVED
    Since 2015-07-13

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minnetrista, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Minneapolis MN 05/2015 Present
  • 05/2015 → Present
    Rbc Wealth Management
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2015-07-10
Designations

View on SEC IAPD

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