James Ronald Pilat

Current Employers

Employment History

• 02/2014 → 01/2017
  Axa Advisors, Llc
  New York, NY
• 01/2017 → 08/2018
  Lpl Financial, Llc
  Livonia, MI
• 08/2018 → Present
  Peak Wealth Management, Llc
  Plymouth, MI
• 08/2018 → 04/2019
  Regulus Advisors
  Kentwood, MI
• 04/2019 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 08/2025 → Present
  Peak Wealth Management Llc
  Plymouth, MI

Previous Registrations

• 2017-01-31 → 2018-08-21
  Lpl Financial Llc
  Novi, MI
• 2014-04-08 → 2017-02-07
  Equitable Advisors, Llc
  Troy, MI
  Novi, MI
  Troy, MI

Other Businesses

1. Peak Wealth Management, LLC., Start Date: 07/13/2018, 41011 Ann Arbor Rd, Plymouth, MI 48170, RIA, IAR, Investment Advising, Financial Planning, Investment Related, 180 hours per month, 6 hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 08/2018, 41011 Ann Arbor Rd, Plymouth, MI 48170, Sole-proprietor, Insurance, Ind. Rep, Insurance Sales, Life Insurance, Long Term Care, Not Investment Related, 5 hours per month, .5 hours per day during trading hours. 3. Insurance Sales Through Capitas Financial, Start Date: 08/2018, 24800 Denso Dr, Ste 140, Southfield, MI 48033, Ind. Rep of corporation, Insurance, Insurance sales, Not Investment Related, 5 hours per month, .5 hours per day during trading hours. 4. Mutual Securities, Inc., Start Date: 04/2019, 807-A Camarillo Springs Rd., Camarillo, CA 93012, Registered Representative, Investment Related, 8 hours per month, 8 hours during trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-02

Other Names

• Jim Pilat