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626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-05 |
| AL | RA | APPROVED | 2022-06-09 |
Branch Locations
626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Montgomery | AL | 12/2013 | 07/2017 |
| Cuna Mutual Group | Waverly | IA | 07/2017 | 06/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 07/2017 | 06/2022 |
| Smith Thornton Advisors, Llc | Huntsville | AL | 06/2022 | Present |
Habitat for Humanity; Board of Director; Not investment related; 400 Pratt Ave NW Huntsville AL 35801; Description of the business: Habitat for Humanity-global non-profit housing organization that builds and rehabilitates homes for families in need using volunteer labor and donations.; 2026-07-12; 4 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business; Contact person: Jeremy Foulks ; Website address : https://www.habitat.org/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-16 |
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