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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-11-03 |
Branch Locations
33 Bloomfield Hills Parkway Suite 200, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michigan Financial Advisors Corporation | Bloomfield Hills | MI | 09/2015 | Present |
| Fsc Securities Corp | Atlanta | GA | 09/2015 | 11/2023 |
| Osaic Wealth, Inc. | Bloomfield Hills | MI | 11/2023 | Present |
1. THOMAS FINANCIAL COMPANY LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 33 Bloomfield Hills Pkwy, Suite 200, Bloomfield Hills MI 48371, United States DESCRIPTION: I meet with my clients at this office to discuss their financial planning. 2. RETIREMENT PLANNING & INVESTMENT SERVICES POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 3133 Van Horn Rd, Trenton MI 48183, United States DESCRIPTION: I meet with clients at this office to discuss their financial planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-12 |
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