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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-24 |
Branch Locations
2702 Erie Avenue Suite 308, Cincinnati, OH 45208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2013 | 08/2019 |
| Cabot Lodge Securities Llc | New York | NY | 08/2019 | 04/2022 |
| Sandlapper Wealth Management, Llc | Greenville | SC | 08/2019 | 12/2020 |
| Premium 72 Capital | Houston | TX | 01/2021 | 04/2022 |
| Dempsey Lord Smith, Llc | Rome | GA | 04/2022 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1) HYDE PARK INSURANCE PARTNERS, LLC, Cincinnati OH 45208, United States, 10/29/2025, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 2) HYDE PARK WEALTH ADVISORS LLC DBA FOR RIA, Cincinnati OH 45208, United States, 10/29/2025, Investment Advisor Representative, DBA Name, NIR, 160 HR/MO - 100 HR/MO TRADING 3) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, IR, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-07 |
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