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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-24
CO RA APPROVED 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2019-09-24
  • CO RA
    APPROVED
    Since 2013-12-09

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

9350 E Arapahoe Rd 1St Fl, Greenwood Village, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Greenwood Village CO 08/2002 Present
Wells Fargo Advisors Llc Greenwood Village CO 10/2013 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
  • 08/2002 → Present
    Wells Fargo Bank Na
    Greenwood Village, CO
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Greenwood Village, CO
  • 11/2016 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09
Other Names
  • Scott L Kersten

View on SEC IAPD

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