Emily Kathleen Saffa

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 05/2021
  Wells Fargo Bank Na
  San Diego, CA
• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2021 → 07/2022
  Stratos Wealth Partners, Ltd
  San Diego, CA
• 07/2022 → Present
  Stratos Wealth Partners. Ltd.
  San Diego, CA

Previous Registrations

• 2014-12-15 → 2020-11-12
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

Brown Wealth Management Investment Related 12348 High Bluff Dr., Suite 200, San Diego, CA 92130 Client Service Assistant 160 hours Start Date 5/4/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-12
• S63 Uniform Securities Agent State Law Examination
  2013-11-27

Other Names

• Emily Kathleen Firoved
• Emily Kathleen Baumgartner
• Emily Kathleen Carmichael
• Emily K Saffa