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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-30 |
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
80 East Main St., Kings Park, NY 11754 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fire Dept. City Of Ny | Queens | NY | 05/1993 | Present |
| Mainstreet Financial Group | Kings Park | NY | 10/2013 | Present |
| Kestra Investment Services, Llc. | Kings Park | NY | 10/2013 | Present |
| Kestra Advisory Services, Llc. | Kings Park | NY | 10/2013 | Present |
Business Name: GCS Tax Service Investment Related: No Address: 80 East Main St. Kings Park NY 11754 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: Owner Start Date: 1/10/2014 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: I prepare individual income tax returns for approximately 300 clients. Most of my business is performed during the months of January to April.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Main Street Financial Group Investment Related: Yes Address: 80 East Main Street Kings Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered rep Start Date: 5/1/2014 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: meet with clients. investment research. paperwork. and marketingBusiness Name: NY City Fire Department Investment Related: No Address: 9 MetroTech Center Brooklyn NY 11201 Nature of Business: Other Other/None of the Above Fire Fighting Position, Title or Relationship: Battalion Cheif Start Date: 5/8/1993 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Supervision of Fire House
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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