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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-03 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | La Mirada | CA | 12/2009 | Present |
| Wells Fargo Advisors Llc | La Mirada | CA | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Mirada | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, TEMECULA, CA, 100% OWNERSHIP, START 5/6/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-27 |
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