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Inactive

Steven Moffitt

Xypn Sapphire

Greensboro, NC

Bozeman, MT

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Current Employers
Xypn Sapphire

24 E. Main Street, Bozeman, MT 59715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • NC RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

408 State Street, Greensboro, NC 27405 • United States

24 E. Main Street, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 03/2015 09/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2025
Fidelity Investments Boston MA 03/2025 09/2025
Xypn Invest Bozeman MT 09/2025 Present
Carolina Wealth Planners Greensboro NC 09/2025 Present
  • 03/2015 → 09/2025
    Fidelity Brokerage Services Llc
    Durham, NC
  • 07/2018 → 09/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 09/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Xypn Invest
    Bozeman, MT
  • 09/2025 → Present
    Carolina Wealth Planners
    Greensboro, NC
Previous Registrations
  • 2025-03-31 → 2025-10-15
    Strategic Advisers Llc
    Greensboro, NC
    Burlington, NC
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Greensboro, NC
    Burlington, NC
  • 2016-02-24 → 2018-07-13
    Strategic Advisers Llc
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
S63 Uniform Securities Agent State Law Examination 2013-12-17
  • S66 Uniform Combined State Law Examination
    2016-02-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-17
Designations
Other Names
  • Steven Moffitt
  • Steven Tyler Moffitt

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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