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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-22
  • NC RA
    APPROVED
    Since 2024-03-22

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Woburn MA 10/2013 03/2017
Jason M Dentremont Woburn MA 10/2013 03/2017
Aaron Miller Woburn MA 10/2015 03/2017
Lexshares, Inc. Boston MA 03/2017 06/2023
Thrivent Investment Management Inc Minneapolis MN 12/2023 Present
Thrivent Financial Appleton WI 12/2023 Present
Unemployed Winston-Salem NC 06/2023 12/2023
  • 10/2013 → 03/2017
    Northwestern Mutual Investment Services, Llc
    Woburn, MA
  • 10/2013 → 03/2017
    Jason M Dentremont
    Woburn, MA
  • 10/2015 → 03/2017
    Aaron Miller
    Woburn, MA
  • 03/2017 → 06/2023
    Lexshares, Inc.
    Boston, MA
  • 12/2023 → Present
    Minneapolis, MN
  • 12/2023 → Present
    Thrivent Financial
    Appleton, WI
  • 06/2023 → 12/2023
    Unemployed
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-21
S63 Uniform Securities Agent State Law Examination 2013-11-26
  • S66 Uniform Combined State Law Examination
    2024-03-21
  • S63 Uniform Securities Agent State Law Examination
    2013-11-26
Other Names
  • Raymond Marchand
  • Ray Marchand
  • Raymond Edward Marchand

View on SEC IAPD

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