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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2015-03-24 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Memphis | TN | 03/2015 | 06/2022 |
| Stephens Inc. | Memphis | TN | 06/2022 | 03/2023 |
| Stephens Inc. | Memphis | TN | 03/2023 | Present |
Delta Waterfowl/Memphis Chapter - 1412 Basin Avenue, Bismarck, ND 58504 - Not Investment related - raise money for the future of waterfowl - Treasurer - 7/15/2022 - 3 hours devoted to the other business - 0 hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-12 |
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