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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Broomfield | CO | 12/2015 | Present |
| Western Wealth Management Llc | Broomfield | CO | 06/2016 | Present |
1. 02/08/2016 - Western Wealth Management - INV REL - At Reported Business Location(s) - Registered Investment Advisor - START 12/01/2015 - 80 hours per month/ 20 hours during trading 2. 06/28/2017 - Western Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 12/09/2015 - 160 hours per month/ during trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/3/2017 - Western Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/08/2017 - 160 Hours Per Month During Securities Trading. 4. 7/18/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/17/2018 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 11/05/2024 - Gelso Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/04/2024 - 160 Hours Per Month/ 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-06 |
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