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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-25
  • IA RA
    APPROVED
    Since 2024-11-25

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Mt Pleasant, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Farfield IA 09/2013 Present
Pilgrim Nazarene Church Mt Pleasant IA 07/2005 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2024 Present
Other Businesses

1) MT. PLEASANT PILGRIM NAZARENE CHURCH, MT PLEASANT IA, 07/2005, TRUSTEE/BOARD MEMBER, RELIGIOUS ORGANIZATION, 40 HR/YR 0 HR/MO TRADING 2) GREEN MOUND CEMETERY, 1274 MERRIMAC RD WAYLAND IA, 05/2016 AS BOARD MEMBER. NIR, 2 HR/MO 0/TRADING 3) GRABER CONNER FARM, 1199 170TH STREET MT PLEASANT IA, 03/2023, OWNER, AGRICULTURAL, NIR, 120 HR/MO 30 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-23
  • S66 Uniform Combined State Law Examination
    2024-11-23

View on SEC IAPD

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