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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-06-12 |
| OK | RA | APPROVED | 2023-05-16 |
Branch Locations
1776 Pleasant Plain Road, Fairfield, IA 52556 • United States
Norman, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall Street Brokerage Llc | Norman | OK | 08/2005 | 08/2017 |
| Voya Financial Advisors | Norman | OK | 09/2014 | 08/2017 |
| Lpl Financial Llc | Norman | OK | 08/2017 | 07/2022 |
| Raymond James & Associates, Inc | Norman | OK | 07/2022 | 05/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2023 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | Present |
1) MISC INSURANCE TRAIL COMMISSIONS, NORMAN OK 73072, 05/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 0 HR/MO 0 HR/MO TRADING 2) INDEPENDENT INSURANCE, 417 Golden Oaks Dr., Norman OK 73072, 02/2025, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 30 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-12 |
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