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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-06-25 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556 • United States
Fairfield, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lavista | NE | 08/2008 | 03/2018 |
| Securities America Advisors, Inc. | La Vista | NE | 04/2009 | 03/2018 |
| Bancwest Investment Services | Omaha | NE | 03/2018 | 03/2022 |
| Bank Of The West | Omaha | NE | 03/2018 | 03/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 03/2022 | 08/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 03/2022 | 08/2022 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 03/2022 | 08/2022 |
| Bank Of The West | Omaha | NE | 08/2022 | 09/2023 |
| Bancwest Investment Services, Inc. | Omaha | NE | 08/2022 | 09/2023 |
| Lpl Financial Llc | Fairfield | IA | 09/2023 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-24 |
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