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Marc L Laureano

Cambridge Investment Research Advisors, Inc.

Cincinnati, OH

Fairfield, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-17
OH RA APPROVED 2022-02-14
  • IA RA
    APPROVED
    Since 2022-02-17
  • OH RA
    APPROVED
    Since 2022-02-14

Branch Locations

Cincinnati, OH • United States

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cincinnati OH 09/2015 Present
Cambridge Investment Research Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 02/2022 Present
  • 09/2015 → Present
    Pnc Investments
    Cincinnati, OH
  • 02/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2022 → Present
    Cambridge Investment Research Advisors Inc.
    Fairfield, IA
Previous Registrations
  • 2015-10-05 → 2022-02-15
    Pnc Wealth Management Llc
    Cincinnati, OH
  • 2012-06-01 → 2014-12-26
    Lincoln Investment
    Cincinnati, OH
    Cleveland, OH
    Cincinnati, OH
    Jenkintown, PA
    Fort Washington, PA
  • 2012-06-05 → 2014-12-26
    Capital Analysts
    Cleveland, OH
  • 2008-07-03 → 2012-06-01
    Cincinnati Analysts, Inc.
    Cincinnati, OH
    Cleveland, OH
    Ardmore, PA
    Cincinnati, OH
  • 2006-10-26 → 2008-06-30
    Natcity Investments, Inc.
    Columbus, OH
  • 2004-03-12 → 2005-06-03
    First Horizon Advisors, Inc.
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 2001-09-08
  • S65 Uniform Investment Adviser Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    2001-09-08

View on SEC IAPD

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