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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-04
  • IA RA
    APPROVED
    Since 2022-02-04

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 09/2012 07/2019
Rda Financial Network, Inc. Coralville IA 02/2013 07/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2016 07/2019
Unemployed Fairfield IA 07/2019 07/2020
Fbl Financial Group West Des Moines IA 07/2020 Present
Fbl Marketing Services West Des Moines IA 08/2020 Present
Cambridge Investment Research Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 01/2022 Present
  • 09/2012 → 07/2019
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2013 → 07/2019
    Rda Financial Network, Inc.
    Coralville, IA
  • 07/2016 → 07/2019
    Fairfield, IA
  • 07/2019 → 07/2020
    Unemployed
    Fairfield, IA
  • 07/2020 → Present
    Fbl Financial Group
    West Des Moines, IA
  • 08/2020 → Present
    Fbl Marketing Services
    West Des Moines, IA
  • 01/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 01/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 01/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) INSURANCE, 1776 Pleasant Plain Rd, Fairfield IA 52556, 02/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0 HR/MONTH 0 HR/MONTH TRADING 2) RENTAL PROPERTY / 303 W Van Buren Ave, Fairfield IA 52556 / 04/01/2020 / NIR / LANDLORD / 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-14
  • S66 Uniform Combined State Law Examination
    2013-02-14

View on SEC IAPD

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