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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-13 |
| NH | RA | APPROVED | 2022-09-12 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Powell | TN | 07/2016 | 03/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2016 | 03/2017 |
| Cetera Investment Advisers Llc | Powell | TN | 08/2016 | 03/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | 12/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2017 | 12/2021 |
| Robert Half Financial & Accounting | Manchester | NH | 06/2017 | 08/2017 |
| Fidelity Investments | Merrimack | NH | 01/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 09/2022 | Present |
1) MATTY AND THE PENDERS LLC, 79 Pender Rd, Northwood NH 03261, 02/2020, Member/Co-Owner, Musician, NIR, 20 HR/MO - 0 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-05 |
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