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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-09-13
NH RA APPROVED 2022-09-12
  • IA RA
    APPROVED
    Since 2022-09-13
  • NH RA
    APPROVED
    Since 2022-09-12

Branch Locations

Northwood, NH • United States

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Powell TN 07/2016 03/2017
Cetera Investment Services Llc St.CLoud MN 08/2016 03/2017
Cetera Investment Advisers Llc Powell TN 08/2016 03/2017
Cambridge Investment Research, Inc. Fairfield IA 08/2017 12/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2017 12/2021
Robert Half Financial & Accounting Manchester NH 06/2017 08/2017
Fidelity Investments Merrimack NH 01/2022 Present
Cambridge Investment Research Inc. Fairfield IA 09/2022 Present
Cambridge Investment Research Inc. Fairfield IA 09/2022 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 09/2022 Present
  • 07/2016 → 03/2017
    Regions Bank
    Powell, TN
  • 08/2016 → 03/2017
    Cetera Investment Services Llc
    St.CLoud, MN
  • 08/2016 → 03/2017
    Powell, TN
  • 08/2017 → 12/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2017 → 12/2021
    Fairfield, IA
  • 06/2017 → 08/2017
    Robert Half Financial & Accounting
    Manchester, NH
  • 01/2022 → Present
    Fidelity Investments
    Merrimack, NH
  • 09/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) MATTY AND THE PENDERS LLC, 79 Pender Rd, Northwood NH 03261, 02/2020, Member/Co-Owner, Musician, NIR, 20 HR/MO - 0 HR/MO Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-05
  • S66 Uniform Combined State Law Examination
    2006-05-05
Other Names
  • Aaron Locke Hobart
  • Aaron L Hobart

View on SEC IAPD

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