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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
NJ RA APPROVED 2018-02-21
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • NJ RA
    APPROVED
    Since 2018-02-21

Branch Locations

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 12/2015 Present
Seasons 52 Bridgewater NJ 03/2015 Present
Bank Of America, N.A. Bridgewater NJ 01/2019 Present
Other Businesses

I am a waiter at Seasons 52 restaurant.410 Commons Way, Bridgewater NJ 08807. I devote about 80 hours a month on the weekends. I*130402 For profit or not for profit: For-Profit Organization Name of outside business organization: Uncle Julios Mexican Restaurant Investment related: N Address of business: Bridgewater, New Jersey 08807 Nature of business: Corporation Position, title, association: Part-Time, Start date of relationship: 2/17/2020 Number of hours devoted: 80 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Server. I wait tables.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2018-02-16

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