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Lisa Marie Murphy

Mission Wealth Management, LP

Santa Barbara, CA

San Diego, CA

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-17
  • CA RA
    APPROVED
    Since 2022-01-17

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altegris Investments La Jolla CA 08/2013 02/2019
Bradley Wealth Management San Diego CA 02/2019 09/2019
Alphacore Capital Llc La Jolla CA 09/2019 12/2021
Mission Wealth Management, Lp San Diego CA 01/2022 Present
Previous Registrations
Other Businesses

3rd Decade (non-profit); volunteer; 04/2023; 0 during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-10
S63 Uniform Securities Agent State Law Examination 2016-11-22
  • S65 Uniform Investment Adviser Law Examination
    2019-06-10
  • S63 Uniform Securities Agent State Law Examination
    2016-11-22
Designations
Other Names
  • Lisa Maria Patton
  • Lisa Marie Patton

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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